Ho, Hoi Lam (SFC:AWK760) 何海琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-20 | 2019-06-11 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-20 | 2019-06-11 |
| 3 | Constance Capital Limited (HK) | Rep | Dealing in securities | 2019-07-15 | 2019-09-11 | RO | Dealing in securities | 2019-09-11 | 2021-06-06 |
| 4 | FULL WIN SECURITIES LIMITED | RO | Dealing in securities | 2023-08-03 | |
| 5 | Goldhorse Securities Limited | Rep | Advising on securities | 2022-11-07 | 2022-12-12 | Rep | Dealing in securities | 2022-11-07 | 2022-12-12 | RO | Advising on securities | 2022-12-12 | 2022-12-14 | RO | Dealing in securities | 2022-12-12 | 2022-12-14 |
| 6 | HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-09-03 | 2021-09-13 | RO | Advising on securities | 2021-09-13 | 2022-04-22 | RO | Dealing in securities | 2021-09-13 | 2022-04-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy