Wong, Wai (SFC:BAC295) 黃瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Realord Asia Pacific Asset Management Limited | RO | Advising on securities | 2023-08-07 | |
| 2 | Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2023-08-07 | |
| 3 | Realord Asia Pacific Asset Management Limited | RO | Asset management | 2024-01-29 | |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2016-04-15 |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-12 | 2016-04-15 |
| 6 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-18 | 2017-03-16 |
| 7 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2016-05-18 | 2017-03-16 |
| 8 | Huarong International Asset Management Limited | Rep | Asset management | 2017-05-23 | 2019-03-07 |
| 9 | Huarong International Securities Limited | Rep | Dealing in securities | 2017-05-23 | 2019-08-12 |
| 10 | Huarong International Securities Limited | Rep | Advising on securities | 2019-04-02 | 2019-08-12 |
| 11 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2019-04-02 | 2019-08-12 |
| 12 | Huarong International Securities Limited | RO | Dealing in futures contracts | 2019-08-12 | 2020-10-07 |
| 13 | Huarong International Capital Limited (HK) | Rep | Advising on corporate finance | 2020-04-21 | 2022-10-20 |
| 14 | Huarong International Capital Limited (HK) | RO | Dealing in securities | 2020-04-21 | 2022-11-18 |
| 15 | Huarong International Capital Limited (HK) | RO | Advising on corporate finance | 2022-10-20 | 2022-11-18 |
| 16 | Huarong International Securities Limited | RO | Advising on securities | 2019-08-12 | 2023-07-03 |
| 17 | Huarong International Securities Limited | RO | Dealing in securities | 2019-08-12 | 2023-07-03 |
| 18 | Huarong International Asset Management Limited | Rep | Asset management | 2023-04-17 | 2023-07-03 |
| 19 | Realord Asia Pacific Asset Management Limited | Rep | Asset management | 2023-08-07 | 2024-01-29 |
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