Lee, Eugene Yapp 李立寅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAIDAO CAPITAL LIMITED | Rep | Advising on securities | 2018-12-27 | 2021-10-14 | Rep | Asset management | 2018-12-27 | 2021-10-14 |
2 | Carret Private Capital Limited | Rep | Asset management | 2016-06-01 | 2018-12-05 | RO | Advising on securities | 2016-11-03 | 2018-10-30 | RO | Dealing in securities | 2016-11-03 | 2018-10-30 | Rep | Advising on securities | 2018-10-30 | 2018-12-05 | Rep | Dealing in securities | 2018-10-30 | 2018-12-05 |
3 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2012-09-21 | 2012-12-10 | Rep | Asset management | 2012-09-21 | 2012-12-10 |
4 | KGI ASIA LIMITED | Rep | Advising on securities | 2013-04-09 | 2014-08-18 | Rep | Dealing in securities | 2013-04-09 | 2014-08-18 |
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