Wu, Yuding 吳玉鼎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-06-03 | 2018-05-08 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-03-17 | 2022-02-24 | Rep | Advising on securities | 2021-03-17 | 2022-02-24 | Rep | Asset management | 2021-03-17 | 2022-02-24 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-10-28 | Rep | Advising on securities | 2021-10-28 | Rep | Asset management | 2021-10-28 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-03-17 | 2022-02-24 | Rep | Asset management | 2021-03-17 | 2022-02-24 | Rep | Dealing in securities | 2021-03-17 | 2022-02-24 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-09-26 | 2015-05-27 |
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