Law, Chi Yuen (SFC:BAF301) 羅志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funde Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2013-10-15 | Rep | Asset management | 2013-10-15 |
| 2 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-09-27 | 2012-10-31 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-09-27 | 2012-10-31 |
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