Wong, Daniel Mung Yu 王夢羽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-02-17 | Rep | Dealing in securities | 2020-02-17 | Rep | Advising on securities | 2020-07-06 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-28 | 2013-08-26 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2015-10-13 | 2018-02-07 | Rep | Dealing in futures contracts | 2015-10-13 | 2018-02-07 | Rep | Dealing in securities | 2015-10-13 | 2018-02-07 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2018-05-03 | 2019-12-18 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-03-09 | 2019-12-18 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2018-03-09 | 2019-12-18 | Rep | Advising on securities | 2018-03-19 | 2019-12-18 |
| 7 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2013-09-16 | 2014-10-09 |
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