Zhao, Mingyue (SFC:BAE020) 趙明月
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-10-17 | 2015-04-02 | Rep | Dealing in securities | 2014-10-17 | 2015-04-02 |
| 2 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2015-04-27 | 2016-01-25 | Rep | Asset management | 2015-04-27 | 2016-01-25 |
| 3 | Dexin Investment Management International Limited | RO | Asset management | 2024-01-16 | |
| 4 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2016-02-16 | 2017-06-29 | Rep | Asset management | 2016-02-16 | 2017-06-29 | Rep | Dealing in securities | 2016-02-16 | 2017-06-29 |
| 5 | HF Asset Management Limited (HK) | Rep | Asset management | 2021-09-17 | 2021-10-08 |
| 6 | Leo Asset Management Limited | RO | Advising on securities | 2018-08-28 | 2020-10-13 | RO | Asset management | 2018-08-28 | 2020-10-13 |
| 7 | Major Asset Management Limited | Rep | Advising on securities | 2021-01-11 | 2021-03-12 | Rep | Asset management | 2021-01-11 | 2021-03-12 | RO | Advising on securities | 2021-03-12 | 2021-08-04 | RO | Asset management | 2021-03-12 | 2021-08-04 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-09-28 | 2014-09-26 | Rep | Dealing in futures contracts | 2012-09-28 | 2014-09-26 | Rep | Dealing in securities | 2012-09-28 | 2014-09-26 |
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