Shen, Jie (SFC:BMR376) 沈洁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-07-13 | 2018-11-15 | Rep | Dealing in futures contracts | 2019-06-18 | 2022-01-24 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-07-13 | 2018-11-15 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-07-13 | 2018-12-13 | RO | Dealing in securities | 2018-12-13 | 2022-01-24 | Rep | Asset management | 2019-01-11 | 2020-08-28 | RO | Advising on securities | 2020-08-28 | 2022-01-24 | RO | Asset management | 2020-08-28 | 2022-01-24 |
| 4 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-01-11 | 2022-01-24 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-07-13 | 2018-12-13 | RO | Dealing in securities | 2018-12-13 | 2022-01-24 | Rep | Advising on securities | 2019-10-18 | 2022-01-24 |
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