Nie, Zheng 聶政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-08 | 2014-10-11 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-08 | 2014-10-11 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-08-25 | 2014-10-11 |
| 4 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2016-06-01 | 2018-04-06 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Asset management | 2016-06-01 | 2018-04-06 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Dealing in securities | 2016-06-01 | 2018-04-06 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2016-06-01 | 2018-04-06 |
| 8 | VALUE PARTNERS LIMITED | Rep | Asset management | 2016-06-01 | 2018-04-06 |
| 9 | VALUE PARTNERS LIMITED | Rep | Dealing in securities | 2016-06-01 | 2018-04-06 |
| 10 | Nexus Investment Advisors Limited | Rep | Advising on securities | 2018-04-19 | 2020-11-26 |
| 11 | Nexus Investment Advisors Limited | Rep | Asset management | 2018-04-19 | 2020-11-26 |
| 12 | Nexus Investment Advisors Limited | Rep | Dealing in securities | 2018-04-19 | 2020-11-26 |
| 13 | Nexus Investment Advisors Limited | RO | Advising on securities | 2020-11-26 | |
| 14 | Nexus Investment Advisors Limited | RO | Asset management | 2020-11-26 | |
| 15 | Nexus Investment Advisors Limited | RO | Dealing in securities | 2020-11-26 | 2022-01-04 |
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