Law, Himson Shun Him 羅信謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Arta Global Markets Limited | Rep | Dealing in securities | 2016-10-11 | 2017-08-28 |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2023-06-20 | |
3 | Glory Sun Securities Limited | Rep | Dealing in securities | 2020-08-21 | 2022-04-06 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-11-25 | 2014-12-06 |
5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2012-10-09 | 2014-12-06 |
6 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-03-26 | 2016-04-13 |
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