Ji, Tuo 季托
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-12 | 2014-07-11 | Rep | Advising on corporate finance | 2013-12-31 | 2014-07-11 | Rep | Advising on securities | 2023-09-22 | Rep | Dealing in securities | 2023-09-22 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-26 | 2021-07-06 | Rep | Advising on securities | 2019-10-16 | 2021-07-06 | Rep | Dealing in securities | 2019-10-16 | 2021-07-06 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2014-07-21 | 2019-08-05 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-09-02 | 2022-09-24 |
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