Chen, Zhihu 陳志湖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-06-05 | 2016-01-21 | Rep | Dealing in securities | 2015-06-05 | 2016-01-21 |
| 2 | CSOP Asset Management Limited | Rep | Dealing in securities | 2017-02-22 | 2020-08-28 | Rep | Advising on securities | 2017-02-22 | 2020-11-20 | Rep | Asset management | 2017-02-22 | 2020-11-20 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-10-12 | 2015-04-28 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-12 | 2015-04-28 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2015-04-28 |
| 6 | Sinohope Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-04-14 | 2021-09-09 | Rep | Asset management | 2021-04-14 | 2021-09-09 | RO | Advising on securities | 2021-09-09 | 2023-05-25 | RO | Asset management | 2021-09-09 | 2023-05-25 |
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