Li, Ge (SFC:BAI100) 李格
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-10-15 | 2013-09-27 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2012-10-15 | 2013-09-27 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-10-17 | 2015-07-08 |
| 4 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2015-07-24 | 2019-08-13 |
| 5 | Great Wall Pan Asia Asset Management Limited | Rep | Asset management | 2015-07-24 | 2019-08-13 |
| 6 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2020-01-02 | 2021-08-01 |
| 7 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2020-01-02 | 2021-08-01 |
| 8 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2020-02-07 | 2021-08-01 |
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