Lee, Yuk Wah (SFC:AZT286) 李玉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-18 | 2012-12-06 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-05-31 | |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-05-31 | |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-05-31 | |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-31 | |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2013-05-31 | |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-31 |
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