Becker, William Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2012-10-19 | 2014-06-23 | RO | Automated trading services | 2014-06-23 | 2016-04-07 | RO | Dealing in securities | 2014-06-23 | 2016-04-07 | Rep | Automated trading services | 2016-04-07 | 2016-04-25 | Rep | Dealing in securities | 2016-04-07 | 2017-03-27 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-06-02 | 2017-06-10 | Rep | Dealing in securities | 2017-08-28 | 2017-09-01 | Rep | Dealing in securities | 2018-07-20 | 2018-07-28 | Rep | Dealing in securities | 2019-06-06 | 2019-06-13 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-08-28 | 2017-09-01 | Rep | Dealing in securities | 2018-07-20 | 2018-07-28 | Rep | Dealing in securities | 2019-06-06 | 2019-06-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy