Ma, Ching Yan 馬靖仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2022-01-19 | Rep | Advising on corporate finance | 2022-01-19 | 2022-06-06 | RO | Advising on corporate finance | 2022-06-06 |
| 2 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2016-01-22 | 2018-11-21 | RO | Advising on corporate finance | 2018-11-21 | 2021-09-20 |
| 3 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2012-10-22 | 2015-12-31 |
| 4 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-09-23 | 2021-10-28 | RO | Advising on corporate finance | 2021-10-28 | 2021-12-03 |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2021-10-27 | 2021-12-03 |
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