Chen, Yu (SFC:BAI854) 陳語
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-04-05 | 2014-07-19 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2012-10-24 | 2014-07-19 | Rep | Dealing in securities | 2012-10-24 | 2014-07-19 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2014-09-08 | Rep | Dealing in securities | 2014-09-08 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-02 |
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