Li, Yichen (SFC:BAI987) 李奕晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2012-10-24 | 2016-06-01 | Rep | Dealing in securities | 2012-10-24 | 2016-06-01 |
| 2 | SPDB International Investment Management Limited | Rep | Advising on securities | 2021-11-02 | 2023-02-24 | Rep | Asset management | 2021-11-02 | 2023-02-24 |
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