Guo, Li (SFC:BAH307) 郭俐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-29 | 2013-05-15 | Rep | Advising on securities | 2012-11-19 | 2013-05-15 | Rep | Dealing in futures contracts | 2012-11-19 | 2013-05-15 |
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