Li, Zhen (SFC:BAJ187) 李振
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2018-05-28 | 2018-05-28 | Rep | Dealing in securities | 2018-05-28 | 2018-05-28 | Rep | Advising on corporate finance | 2018-07-25 | 2024-04-15 | Rep | Dealing in securities | 2018-07-25 | 2024-04-15 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-30 | 2014-05-16 | Rep | Dealing in securities | 2012-10-30 | 2014-05-16 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-05-23 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-03-23 |
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