Sung, Siu Chung 宋紹聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2016-10-24 | 2017-08-23 | Rep | Asset management | 2016-10-24 | 2017-08-23 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2017-10-10 | 2018-03-29 | Rep | Asset management | 2017-10-10 | 2018-03-29 | Rep | Dealing in securities | 2017-10-10 | 2018-03-29 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2018-05-23 | 2024-01-31 | Rep | Asset management | 2018-05-23 | 2024-01-31 | Rep | Dealing in securities | 2023-10-05 | 2024-01-31 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-14 | Rep | Asset management | 2024-02-14 | Rep | Dealing in securities | 2024-02-14 |
| 5 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2013-08-26 | 2016-09-15 | Rep | Asset management | 2013-08-26 | 2016-09-15 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2012-11-01 | 2016-09-15 | Rep | Asset management | 2012-11-01 | 2016-09-15 | Rep | Dealing in securities | 2012-11-01 | 2016-09-15 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2012-11-01 | 2016-09-15 | Rep | Asset management | 2012-11-01 | 2016-09-15 | Rep | Dealing in securities | 2012-11-01 | 2016-09-15 |
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