Wang, Li (SFC:BAK280) 王歷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-02-19 | RO | Asset management | 2021-02-19 | Rep | Advising on futures contracts | 2021-02-25 | 2021-09-13 | RO | Advising on futures contracts | 2021-09-13 | 2022-09-20 | Rep | Advising on futures contracts | 2022-09-20 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-11-02 | 2014-11-03 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-12 | 2020-03-16 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-12-12 | 2020-03-16 |
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