Wong, Wun Yuen 黃煥沅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-11-05 | 2017-09-15 | Rep | Dealing in securities | 2013-01-04 | 2022-02-28 | Rep | Leveraged foreign exchange trading | 2013-01-04 | 2022-02-28 | Rep | Advising on futures contracts | 2016-05-19 | 2017-09-15 | Rep | Advising on securities | 2016-05-19 | 2022-02-28 | RO | Advising on futures contracts | 2017-09-15 | 2022-02-28 | RO | Dealing in futures contracts | 2017-09-15 | 2022-02-28 |
| 2 | Core Securities Company Limited (The) | Rep | Advising on securities | 2022-05-12 | 2022-06-08 | Rep | Dealing in securities | 2022-05-12 | 2022-06-08 | Rep | Asset management | 2022-05-12 | 2023-02-27 | RO | Advising on securities | 2022-06-08 | 2024-03-29 | RO | Dealing in securities | 2022-06-08 | 2024-03-29 | RO | Asset management | 2023-02-27 | 2024-03-29 | RO | Leveraged foreign exchange trading | 2023-08-30 | 2024-03-29 |
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