Lui, Mandy Man Lok 雷敏諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2023-09-18 | |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2023-09-18 | |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-06 | 2015-11-14 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2012-11-06 | 2015-11-14 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-06 | 2015-11-14 |
| 6 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2015-12-03 | 2017-08-08 |
| 7 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-12-03 | 2017-08-08 |
| 8 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2015-12-03 | 2018-10-16 |
| 9 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Advising on securities | 2017-08-08 | 2018-10-16 |
| 10 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Dealing in securities | 2017-08-08 | 2018-10-16 |
| 11 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-11-05 | 2019-02-01 |
| 12 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2018-11-05 | 2019-02-01 |
| 13 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2018-11-05 | 2021-05-13 |
| 14 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2019-02-01 | 2023-08-01 |
| 15 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2019-02-01 | 2023-08-01 |
| 16 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2021-05-13 | 2023-08-01 |
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