Yu, Yiqi (SFC:BAL416) 俞一騏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-11-09 | 2012-12-29 | Rep | Dealing in securities | 2012-11-09 | 2012-12-29 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2013-03-05 | 2015-07-31 | Rep | Asset management | 2013-03-05 | 2015-07-31 | Rep | Dealing in securities | 2013-03-05 | 2015-07-31 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-08-04 | 2019-05-14 | Rep | Dealing in securities | 2015-08-04 | 2019-05-14 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2015-08-04 | 2019-05-14 | Rep | Dealing in securities | 2015-08-04 | 2019-05-14 |
| 5 | Pinnacle Investment Management Limited | RO | Advising on securities | 2022-07-21 | RO | Dealing in securities | 2022-07-21 |
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