Riley, Stuart (SFC:BAK697)

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2012-11-09 2013-01-25
RO Dealing in securities 2013-01-25 2015-04-18
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2012-11-09 2013-01-25
RO Dealing in futures contracts 2013-01-25 2015-04-18

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