Choy, Tak Sum 蔡德森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2022-02-16 | 2022-06-21 | Rep | Dealing in securities | 2022-02-16 | 2022-06-21 | RO | Advising on securities | 2022-06-21 | RO | Dealing in securities | 2022-06-21 | Rep | Asset management | 2023-02-28 |
| 2 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2020-04-15 | 2021-04-29 | Rep | Asset management | 2020-04-15 | 2023-08-18 | Rep | Dealing in securities | 2020-05-15 | 2020-11-24 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2012-11-09 | 2013-05-17 | Rep | Advising on securities | 2015-03-31 | 2020-03-20 | Rep | Asset management | 2015-03-31 | 2020-03-20 |
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