Sun, Yang (SFC:BAL785) 孫洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-11-12 | 2014-11-15 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-01-12 | 2017-01-14 |
| 3 | Pleiad Investment Advisors Limited | Rep | Asset management | 2021-04-21 | |
| 4 | SAPERE CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-01-17 | 2021-02-16 |
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