Lin, Ye (SFC:BAM249) 林野
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-11-15 | 2013-11-10 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2013-11-11 | 2015-05-22 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2019-02-22 | 2020-11-30 | Rep | Advising on securities | 2019-02-22 | 2020-11-30 | Rep | Asset management | 2019-02-22 | 2020-11-30 | Rep | Advising on futures contracts | 2023-12-20 | Rep | Advising on securities | 2023-12-20 | Rep | Asset management | 2023-12-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-06-29 | 2018-12-07 | Rep | Dealing in securities | 2015-06-29 | 2018-12-07 |
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