Wang, Lai 王來
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Innovation Capital Limited | Rep | Advising on securities | 2015-11-24 | 2020-05-15 | Rep | Asset management | 2015-11-24 | 2020-05-15 |
| 2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2014-12-15 | 2015-11-06 | Rep | Asset management | 2014-12-15 | 2015-11-06 | Rep | Dealing in securities | 2014-12-15 | 2015-11-06 |
| 3 | Kylin International (HK) Co., Limited | Rep | Asset management | 2021-03-26 | 2021-06-18 | RO | Asset management | 2021-06-18 | 2023-03-09 |
| 4 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-10-07 | 2021-03-01 | Rep | Asset management | 2020-10-07 | 2021-03-01 | Rep | Dealing in securities | 2020-10-07 | 2021-03-01 |
| 5 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2012-11-16 | 2014-11-10 |
| 6 | Tiger Brokers (HK) Global Limited | Rep | Advising on securities | 2023-04-12 | Rep | Dealing in futures contracts | 2023-04-12 | Rep | Dealing in securities | 2023-04-12 | RO | Asset management | 2024-03-26 |
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