McCafferty, James Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2012-11-19 | 2013-01-17 | RO | Advising on securities | 2013-01-17 | 2014-09-08 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-12 | 2015-09-29 | RO | Advising on securities | 2015-09-29 | 2023-02-09 | Rep | Advising on securities | 2023-02-09 | 2023-03-31 |
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