Chen, Xiaohua (SFC:BAM436) 陳晓樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Advising on securities | 2023-02-07 | Rep | Asset management | 2023-02-07 | Rep | Dealing in securities | 2023-02-07 | 2023-05-23 | RO | Dealing in securities | 2023-05-23 |
| 2 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-02-07 | 2023-05-23 | RO | Dealing in futures contracts | 2023-05-23 |
| 3 | Arta Global Markets Limited | Rep | Advising on securities | 2023-02-07 | Rep | Asset management | 2023-02-07 | Rep | Dealing in securities | 2023-02-07 | 2023-05-23 | RO | Dealing in securities | 2023-05-23 |
| 4 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2015-11-23 | 2017-03-16 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-03-13 | 2018-07-13 |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-11-19 | 2015-11-12 | Rep | Dealing in futures contracts | 2018-03-13 | 2018-07-13 |
| 7 | Hao Tian Asset Management Limited | Rep | Asset management | 2017-10-03 | 2018-01-10 |
| 8 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-08-30 | 2018-01-10 |
| 9 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2017-05-04 | 2018-01-10 |
| 10 | XHK Limited | Rep | Dealing in futures contracts | 2019-03-14 | 2020-07-22 | Rep | Dealing in securities | 2019-03-14 | 2021-05-27 | RO | Dealing in futures contracts | 2020-07-22 | 2023-01-15 | RO | Dealing in securities | 2021-05-27 | 2023-01-15 |
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