Suen, Ka Kit 孫家傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-11-21 | 2017-10-13 | Rep | Dealing in securities | 2012-11-21 | 2017-10-13 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-12-16 | Rep | Dealing in futures contracts | 2020-12-16 |
| 3 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-03-30 | |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-30 | Rep | Dealing in securities | 2020-11-30 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-11-14 | 2020-11-09 | Rep | Dealing in securities | 2017-11-14 | 2020-11-09 |
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