Li, Clive Cheuk Yin 李卓賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2019-03-26 | 2019-07-05 |
| 2 | Blackwell Global Securities Limited | Rep | Dealing in securities | 2019-03-26 | 2019-07-05 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-19 | 2018-04-06 | Rep | Dealing in securities | 2014-09-19 | 2018-04-06 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2023-01-09 | Rep | Dealing in securities | 2023-01-09 |
| 5 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2013-07-05 | 2014-09-01 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-04-09 | 2021-08-22 | Rep | Dealing in securities | 2020-04-09 | 2021-08-22 | Rep | Dealing in futures contracts | 2022-03-16 | 2022-11-23 | Rep | Dealing in securities | 2022-03-16 | 2022-11-23 |
| 7 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2012-11-21 | 2014-09-01 |
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