Wong, Kei Yiu 王紀堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2019-01-15 | 2019-02-20 | Rep | Asset management | 2019-01-15 | 2019-05-23 | RO | Advising on securities | 2019-02-20 | 2019-05-23 |
| 2 | Beijing Securities Limited | Rep | Advising on corporate finance | 2012-11-27 | 2013-02-16 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2015-07-31 | 2016-08-10 | Rep | Asset management | 2016-03-10 | 2016-08-10 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-31 | 2016-08-10 |
| 5 | EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-15 | 2019-02-20 | RO | Dealing in securities | 2019-02-20 | 2019-05-23 |
| 6 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-08-04 | 2015-06-26 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-05-16 | 2018-12-19 |
| 8 | South China Futures Investment Limited | Rep | Dealing in futures contracts | 2019-01-15 | 2019-05-23 |
| 9 | South China Investment Management Limited | Rep | Asset management | 2017-05-16 | 2018-12-19 |
| 10 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-05-16 | 2018-12-19 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-16 | 2018-12-19 |
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