Yu, Mao 于昴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-11-29 | 2019-11-19 | Rep | Dealing in securities | 2012-11-29 | 2019-11-19 | RO | Advising on corporate finance | 2019-11-19 | 2021-06-30 | RO | Dealing in securities | 2019-11-19 | 2021-06-30 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2021-08-12 | 2021-10-29 | Rep | Dealing in securities | 2021-08-12 | 2021-10-29 | RO | Advising on corporate finance | 2021-10-29 | 2022-01-01 | RO | Dealing in securities | 2021-10-29 | 2022-01-01 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2021-08-12 | 2021-10-29 | Rep | Advising on securities | 2021-09-08 | 2022-01-01 | RO | Dealing in securities | 2021-10-29 | 2022-01-01 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2022-01-28 | 2022-06-01 | Rep | Dealing in securities | 2022-01-28 | 2022-06-01 | Rep | Advising on securities | 2022-01-28 | 2023-12-18 | RO | Advising on corporate finance | 2022-06-01 | 2023-12-18 | RO | Dealing in securities | 2022-06-01 | 2023-12-18 |
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