Beatty, Christopher Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2014-07-22 | 2014-12-03 | Rep | Advising on securities | 2014-07-22 | 2014-12-03 | Rep | Dealing in securities | 2014-07-22 | 2014-12-03 | RO | Advising on futures contracts | 2014-12-03 | 2019-10-09 | RO | Advising on securities | 2014-12-03 | 2019-10-09 | RO | Dealing in securities | 2014-12-03 | 2019-10-09 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-07-22 | 2014-12-03 | Rep | Dealing in futures contracts | 2014-07-22 | 2014-12-03 | Rep | Dealing in securities | 2014-07-22 | 2014-12-03 | RO | Automated trading services | 2014-12-03 | 2019-10-09 | RO | Dealing in futures contracts | 2014-12-03 | 2019-10-09 | RO | Dealing in securities | 2014-12-03 | 2019-10-09 |
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