Yang, Yufei (SFC:BAO939) 楊宇飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOB International Asset Management Company Limited | Rep | Advising on securities | 2018-03-08 | 2021-09-24 | Rep | Dealing in securities | 2018-03-08 | 2021-09-24 | Rep | Asset management | 2018-04-17 | 2021-09-24 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2022-04-11 | Rep | Dealing in securities | 2022-04-11 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-04-11 | |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2021-10-25 | 2022-03-18 | Rep | Dealing in securities | 2021-10-25 | 2022-03-18 |
| 5 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2017-08-01 | Rep | Dealing in securities | 2013-07-04 | 2017-08-01 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2012-12-10 | 2018-02-14 | Rep | Advising on securities | 2012-12-10 | 2018-02-14 | Rep | Dealing in futures contracts | 2012-12-10 | 2018-02-14 | Rep | Dealing in securities | 2012-12-10 | 2018-02-14 |
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