Li, Sheng (SFC:BAP835) 李晟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-03-13 | 2016-04-30 | Rep | Asset management | 2014-03-13 | 2016-04-30 | Rep | Dealing in securities | 2014-03-13 | 2016-04-30 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-11-06 | 2014-02-10 | Rep | Dealing in securities | 2013-11-06 | 2014-02-10 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2012-12-17 | 2013-08-23 | Rep | Dealing in securities | 2012-12-17 | 2013-08-23 |
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