McCartney, Steven (SFC:BAF596)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Maven Asia (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-10-17 | 2022-11-04 | RO | Dealing in securities | 2017-10-17 | 2022-11-04 |
2 | MVN ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-05-24 | 2018-03-01 |
3 | OPTIVER TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2012-12-19 | 2015-11-09 | RO | Dealing in securities | 2012-12-19 | 2015-11-09 |
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