Xie, Kaicong 謝開聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fosun International Securities Limited | Rep | Advising on securities | 2017-07-10 | 2017-12-13 | Rep | Dealing in securities | 2017-07-10 | 2017-12-13 | RO | Advising on securities | 2017-12-13 | 2020-08-31 | RO | Dealing in securities | 2017-12-13 | 2020-08-31 | RO | Dealing in futures contracts | 2019-09-04 | 2020-08-31 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-12-20 | 2017-06-16 | Rep | Dealing in securities | 2012-12-20 | 2017-06-16 | Rep | Advising on securities | 2014-08-08 | 2017-06-16 |
| 3 | TAIPING CAPITAL LIMITED | RO | Advising on corporate finance | 2021-07-05 | 2023-06-30 |
| 4 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2020-11-05 | 2020-11-23 | RO | Dealing in securities | 2020-11-23 | 2023-06-30 |
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