Chong, Kwok Chee 莊國幟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-08-14 | 2019-03-31 | Rep | Asset management | 2015-08-14 | 2019-03-31 | Rep | Dealing in securities | 2015-08-14 | 2019-03-31 |
| 2 | CIFM Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-12-27 | 2015-07-31 | Rep | Asset management | 2012-12-27 | 2015-07-31 | Rep | Dealing in securities | 2014-08-14 | 2015-07-31 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2020-11-04 | 2021-06-18 | Rep | Dealing in securities | 2020-11-04 | 2021-06-18 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2019-04-08 | 2021-06-18 | Rep | Dealing in securities | 2019-04-08 | 2021-06-18 |
| 5 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2022-12-01 | |
| 6 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-02 | 2022-12-31 |
| 7 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2021-07-02 |
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