Lo, Tak Wai 盧德偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASCENDANT ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2017-07-19 | 2019-02-28 | RO | Asset management | 2017-07-19 | 2019-02-28 |
| 2 | Beevest Fortune Asset Management Limited | RO | Advising on securities | 2021-02-17 | 2021-07-26 | RO | Asset management | 2021-02-17 | 2021-07-26 |
| 3 | Billion Capital Partners Limited | Rep | Asset management | 2022-12-30 | 2023-01-11 | RO | Asset management | 2023-01-11 | 2023-07-31 | RO | Advising on securities | 2023-05-03 | 2023-07-31 |
| 4 | M&F Asset Management Limited | Rep | Asset management | 2015-06-12 | 2015-07-31 | RO | Asset management | 2015-07-31 | 2017-05-19 |
| 5 | Prior Asset Management Limited | Rep | Advising on securities | 2022-02-07 | 2022-02-08 | Rep | Asset management | 2022-02-07 | 2022-02-08 | RO | Advising on securities | 2022-02-08 | 2022-03-22 | RO | Asset management | 2022-02-08 | 2022-03-22 |
| 6 | ShanZe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-03-07 | 2020-08-31 | RO | Asset management | 2019-03-07 | 2020-08-31 |
| 7 | Sky Wealth Asset Management Company Limited | RO | Advising on securities | 2021-07-28 | 2022-01-17 | RO | Asset management | 2021-07-28 | 2022-01-17 |
| 8 | SW Capital Management Limited | RO | Advising on securities | 2022-04-14 | 2022-10-31 | RO | Asset management | 2022-04-14 | 2022-10-31 |
| 9 | Yan Yun Family Office (HK) Limited | Rep | Advising on securities | 2023-08-22 | 2023-10-16 | Rep | Asset management | 2023-08-22 | 2023-10-16 | RO | Advising on securities | 2023-10-16 | RO | Asset management | 2023-10-16 |
| 10 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-12-27 | 2015-04-24 |
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