Lo, Pui Ki 勞佩琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-01-02 | 2015-04-28 |
| 2 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2016-11-01 | 2019-08-29 |
| 3 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Asset management | 2016-11-01 | 2019-08-29 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-11-01 | 2022-11-25 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-11-01 | 2022-11-25 |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-11-01 | 2022-11-25 |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-11-01 | 2022-11-25 |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-10-21 | 2022-11-25 |
| 9 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2019-10-21 | 2022-11-25 |
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