Chu, Raymond 朱允明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2016-03-18 | 2017-03-23 | RO | Asset management | 2016-03-18 | 2017-03-23 | RO | Advising on securities | 2018-05-04 | RO | Asset management | 2018-05-04 |
| 2 | Crosby Securities Limited | Rep | Advising on securities | 2015-08-25 | 2015-10-13 | Rep | Asset management | 2015-08-25 | 2015-10-13 | Rep | Dealing in securities | 2015-08-25 | 2015-10-13 | RO | Advising on securities | 2015-10-13 | RO | Asset management | 2015-10-13 | RO | Dealing in securities | 2015-10-13 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on securities | 2013-05-22 | 2015-07-10 | RO | Dealing in securities | 2013-05-22 | 2015-07-10 | Rep | Advising on securities | 2015-07-10 | 2015-07-17 | Rep | Dealing in securities | 2015-07-10 | 2015-07-17 |
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