Kuo, Ju Lin 郭汝霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-01-14 | 2013-04-26 | Rep | Dealing in securities | 2013-01-14 | 2013-04-26 | Rep | Asset management | 2013-02-19 | 2013-04-26 | RO | Advising on securities | 2013-04-26 | 2017-06-07 | RO | Asset management | 2013-04-26 | 2017-06-07 | RO | Dealing in securities | 2013-04-26 | 2017-06-07 |
| 2 | Wisdom Asset Management Limited (HK) | RO | Advising on securities | 2017-06-27 | RO | Asset management | 2017-06-27 | RO | Dealing in securities | 2017-06-27 |
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