Sham, Wing Yi 岑穎兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-07-09 | 2014-04-17 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-01-21 | 2013-06-29 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-01-21 | 2013-06-29 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2018-07-24 | 2022-06-24 | Rep | Dealing in securities | 2018-07-24 | 2022-06-24 | Rep | Dealing in securities | 2023-02-03 | 2023-02-10 |
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