Lau, Yau Leong 劉友亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2015-10-29 | 2016-12-15 | Rep | Asset management | 2015-10-29 | 2016-12-15 | Rep | Advising on securities | 2017-02-13 | 2017-04-28 | Rep | Asset management | 2017-02-13 | 2017-04-28 |
| 2 | EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-04-28 |
| 3 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-01-22 | 2015-01-09 |
| 4 | South China Investment Management Limited | Rep | Asset management | 2016-12-15 | 2017-01-16 | Rep | Asset management | 2017-05-26 | 2017-07-31 |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-12-15 | 2017-01-16 | Rep | Advising on securities | 2017-05-26 | 2017-07-31 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-29 | 2017-01-16 | Rep | Dealing in securities | 2017-05-26 | 2017-07-31 |
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