Pun, Wai Yi Kimmy 潘慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-01-29 | 2013-10-11 |
| 2 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2014-05-14 | 2015-02-19 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-05-14 | 2015-02-19 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-11-07 | 2014-04-14 |
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