Chan, Lai Yin (SFC:BAR438) 陳麗賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Annum Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-08-09 | 2014-11-14 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-12-12 | 2021-01-15 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-12-12 | 2021-01-15 |
| 4 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2013-01-31 | 2014-11-14 | Rep | Dealing in securities | 2013-01-31 | 2014-11-14 |
| 5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-15 | 2019-07-19 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-15 | 2019-07-19 |
| 7 | Ping An Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2021-04-01 | |
| 8 | Ping An Securities (Hong Kong) Futures Company Limited | Rep | Dealing in futures contracts | 2021-04-01 |
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